ANNEXURE - B

Investor Complaints Data – Ashika Stock Services Limited (Broking)

Data for September 2026

S.No.	Recd from	Carried forward from previous month	Received during the month	Total Pending	Resolved	Pending at the end of the Month		Average Resolution on time (in days)
						Pending for less than 3 months	Pending for more than 3 months
1.	Directly from Investors	----	----	----	----	----		----
2.	SEBI (Scores)	1	1	2	1	1		20
3.	Stock Exchanges	----	----	----	----	----		----
4.	Other Sources (if any)	----	----	----	----	----		----
5.	Grand Total	----	----	----	----	----		----

Trend of Monthly Disposal of Complaints

S.No.	Month	Carried forward from previous month	Received	Resolved	Pending
01	Oct 2025	----	1	----	1
02	Nov 2025	1	----	1	----
03	Dec 2025	----	1	----	1
04	Jan 2026	1	----	1	----
05	Feb 2026	----	2	----	2
06	Mar 2026	2	----	2	----
07	Apr 2026	----	3	----	3
08	May 2026	3	----	3	----
09	June 2026	----	3	----	3
10	July 2026	3	----	1	2
11	Aug 2026	2	----	1	1
12	Sep 2026	1	1	1	1

Trend of Annual Disposal of Complaints

S.No.	Year	Carried forward from previous Year	Received	Resolved	Pending
1.	2018-19	----	4	4	----
2.	2019-20	----	3	3	----
3.	2020-21	----	3	3	----
4.	2021-22	----	5	5	----
5.	2022-23	----	10	7	3
6.	2023-24	3	8	11	----
7.	2024-25	----	6	4	2
8.	2025-26	2	13	15	----
9.	2026-27	----	7	6	1
	GRAND TOTAL		59	58	1

Includes ODR, SEBI Scores, arbitration and complains with exchanges

Investor Complaints Data – Ashika Stock Services Limited (Research Division)

Data for September 2026

S.No.	Recd from	Carried forward from previous month	Received during the month	Total Pending	Resolved	Pending at the end of the Month		Average Resolution on time (in days)
						Pending for less than 3 months	Pending for more than 3 months
1.	Directly from Investors	----	----	----	----	----		----
2.	SEBI (Scores)	----	----	----	----	----		----
3.	Stock Exchanges	----	----	----	----	----		----
4.	Other Sources (if any)	----	----	----	----	----		----
5.	Grand Total	----	----	----	----	----		----

Trend of Monthly Disposal of Complaints

S.No.	Month	Carried forward from previous month	Received	Resolved	Pending
01	Oct 2025	----	----	----	----
02	Nov 2025	----	----	----	----
03	Dec 2025	----	----	----	----
04	Jan 2026	----	----	----	----
05	Feb 2026	----	----	----	----
06	Mar 2026	----	----	----	----
07	Apr 2026	----	----	----	----
08	May 2026	----	----	----	----
09	June 2026	----	----	----	----
10	July 2026	----	----	----	----
11	Aug 2026	----	----	----	----
12	Sep 2026	----	----	----	----

Trend of Annual Disposal of Complaints

S.No.	Year	Carried forward from previous Year	Received	Resolved	Pending
1.	2018-19	----	----	----	----
2.	2019-20	----	----	----	----
3.	2020-21	----	----	----	----
4.	2021-22	----	----	----	----
5.	2022-23	----	----	----	----
6.	2023-24	----	----	----	----
7.	2024-25	----	----	----	----
8.	2025-26	----	----	----	----
9.	2026-27	----	----	----	----
	GRAND TOTAL		----	----	----

Includes ODR, SEBI Scores, arbitration and complains with exchanges

Investor Complaints Data – Ashika Global Family Office Services Private Limited (Research Division)

Data for September 2026

S.No.	Recd from	Carried forward from previous month	Received during the month	Total Pending	Resolved	Pending at the end of the Month		Average Resolution on time (in days)
						Pending for less than 3 months	Pending for more than 3 months
1.	Directly from Investors	----	----	----	----	----		----
2.	SEBI (Scores)	----	----	----	----	----		----
3.	Stock Exchanges	----	----	----	----	----		----
4.	Other Sources (if any)	----	----	----	----	----		----
5.	Grand Total	----	----	----	----	----		----

Trend of Monthly Disposal of Complaints

S.No.	Month	Carried forward from previous month	Received	Resolved	Pending
01	Oct 2025	----	----	----	----
02	Nov 2025	----	----	----	----
03	Dec 2025	----	----	----	----
04	Jan 2026	----	----	----	----
05	Feb 2026	----	----	----	----
06	Mar 2026	----	----	----	----
07	Apr 2026	----	----	----	----
08	May 2026	----	----	----	----
09	June 2026	----	----	----	----
10	July 2026	----	----	----	----
11	Aug 2026	----	----	----	----
12	Sep 2026	----	----	----	----

Trend of Annual Disposal of Complaints

S.No.	Year	Carried forward from previous Year	Received	Resolved	Pending
1.	2018-19	----	----	----	----
2.	2019-20	----	----	----	----
3.	2020-21	----	----	----	----
4.	2021-22	----	----	----	----
5.	2022-23	----	----	----	----
6.	2023-24	----	----	----	----
7.	2024-25	----	----	----	----
8.	2025-26	----	----	----	----
9.	2026-27	----	----	----	----
	GRAND TOTAL		----	----	----

Includes ODR, SEBI Scores, arbitration and complains with exchanges